The pre-funded instruments can be accepted only when, Certificate from the issuing bank on its letterhead or on a plain paper with the seal of the issuing bank.

I. Certified copy of the requisition slip (portion which is retained by the bank) to issue the instrument.

II. Certified copy of the passbook/bank statement for the account debited to issue the instrument.

III. Authentication of the bank account-number debited and name of the account holder by the issuing Bank on the reverse of the instrument.

IV. Maintain an audit trail of the funds received through elect

Attention Investors

1. No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorize your bank to make payment in case of allotment. No worries for refund as the money remain in investor’s account.

2. Prevent Unauthorized transactions in your account —> Update your mobile numbers/email IDs with your stock brokers.

3. KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary

4. AS PER SEBI DIRECTIVE (CIRCULAR NUMBERS: SEBI/HO/MIRSD/DOP/CIR/P/2020/28 & SEBI/HO/MIRSD/DOP/CIR/P/2020/143), EFFECTIVE FROM 1ST AUGUST 2020, FOR CREATION OF PLEDGE/UNPLEDGE, CLIENTS HAVE TO NECESSARILY AUTHENTICATE THE OTP RECEIVED ON THEIR MOBILE PHONES AND LINK RECEIVED ON THEIR EMAIL IDS. HENCE, ALL CLIENTS ARE REQUESTED TO KINDLY ENSURE THAT THE MOBILE NUMBER AND EMAIL ID REGISTERED WITH US ARE ACTIVE AND WORKING.

SEBI REGN NO

NSE CASH/F&O - INB/INF 231220931

BSE CASH/F&O - INB/INF 011220937

CDSL SEBI REG NO - IN-DP-462-2020

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Links
ADVISORY FOR INVESTOR | ADVISORY FOR KYC UPDATION | List of Authorized Persons | Depository Guidance | Contravening Clause of KYC Form | Segregation & Monitoring of Coallateral At Client Level | Downloads Form | Advisory - KYC Compliance | Do's and Dont's | Code Modification Policy | Policy For In-active account | Policy on Insider Trading | Guide For Invester | Documented Error Account Policy | Investor Grievance Policy | Policy On Pre Funded Instrument | Policy On Un Authenticated News Circulation | Risk Management Policy | Surveillance Policy Of Depository Participant | Pmla Policy-dp