Advisory - KYC Compliance
  • All investors are requested to take note that 6 KYC attributes i.e. Name, PAN, Address, Mobile Number, Email id and Income Range have been made mandatory. Investors availing custodian services will be additionally required to update the custodian details.
  • Investors may contact their respective stockbrokers / depository participants for updation of details in their trading / demat account.
  • The last date to update KYC is on or before March 31, 2022.
  • Thereafter non-compliant trading accounts will be blocked for trading by the Exchange.
  • The non-compliant demat accounts will be frozen for debits by Depository Participant or Depository.
  • On submission of the necessary information to the stockbroker and updation of the same by the stockbroker in the Exchange systems and approval by the Exchange, the blocked trading accounts shall be unblocked by the Exchange on T+1 trading day.
  • The demat account shall be unfreezed once the investor submits the deficient KYC details and the same is captured by the depository participant in the depository system.
  • To ensure smooth settlement, the investors are requested to ensure that both the trading and demat accounts are compliant with respect to the KYC requirement.
  • The investors are hereby requested to comply with the regulatory guidelines issued by Exchanges and Depositories from time to time with regard to KYC compliance and related requirements.

Attention Investors

1. No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorize your bank to make payment in case of allotment. No worries for refund as the money remain in investor’s account.

2. Prevent Unauthorized transactions in your account —> Update your mobile numbers/email IDs with your stock brokers.

3. KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary

4. AS PER SEBI DIRECTIVE (CIRCULAR NUMBERS: SEBI/HO/MIRSD/DOP/CIR/P/2020/28 & SEBI/HO/MIRSD/DOP/CIR/P/2020/143), EFFECTIVE FROM 1ST AUGUST 2020, FOR CREATION OF PLEDGE/UNPLEDGE, CLIENTS HAVE TO NECESSARILY AUTHENTICATE THE OTP RECEIVED ON THEIR MOBILE PHONES AND LINK RECEIVED ON THEIR EMAIL IDS. HENCE, ALL CLIENTS ARE REQUESTED TO KINDLY ENSURE THAT THE MOBILE NUMBER AND EMAIL ID REGISTERED WITH US ARE ACTIVE AND WORKING.

SEBI REGN NO

NSE CASH/F&O - INB/INF 231220931

BSE CASH/F&O - INB/INF 011220937

CDSL SEBI REG NO - IN-DP-462-2020

Useful Links : SMARTODR SEBI | BSE | NSE | CDSL | RBI | BSE- Investor Grievances

Investor-charter-DP
Circulars
Closure account
Closure account procedure
Account Freezing And Unfreezing Process
Links
ADVISORY FOR INVESTOR | ADVISORY FOR KYC UPDATION | List of Authorized Persons | Depository Guidance | Contravening Clause of KYC Form | Segregation & Monitoring of Coallateral At Client Level | Downloads Form | Advisory - KYC Compliance | Do's and Dont's | Code Modification Policy | Policy For In-active account | Policy on Insider Trading | Guide For Invester | Documented Error Account Policy | Investor Grievance Policy | Policy On Pre Funded Instrument | Policy On Un Authenticated News Circulation | Risk Management Policy | Surveillance Policy Of Depository Participant | Pmla Policy-dp

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